FNS40815Certificate IV in Finance and Mortgage Broking

Mentor Education
Mentor Education
  • Awarded by

    Mentor Education (RTO 21683)

  • Qualification

    Certificate IV

  • Study Mode


  • Payment Options

    Upfront payment

  • Duration

    Self-paced; complete within six months

  • Start Date

    Anytime – Start today!

  • Course Fee

    Price may vary Price may vary

  • Career Outcomes

    Financial Broker | Financial Dealer | Mortgage Broker | Credit Advisor

This course meets the Nationally Recognised Training standards. It is listed on the Australian government's National Register for Vocational Education and Training (VET). Studying this course leads to a qualification that's recognised throughout Australia, and lets employers know that you have the right skills for the job.

Find out more
Last modified: 05 Feb 2019

In a Nutshell

Gain the necessary qualification to make a mark on the finance and mortgage broking industry! Study this Certificate IV in Finance and Mortgage Broking (FNS40815) course and you will meet the educational requirements outlined in ASIC's RG206.

Delivered online through Mentor Education, this course will cover everything from the Australian economy and financial system, risk management, to loan applications and the credit approval process, ensuring you come away with the practical skillset to be able work through the lending process in the real world. If you're looking to enter the finance and mortgage broking industry, or are already working in the industry and want to take the next step and meet the initial requirements of Section 47(1)(f) of the National Consumer Credit Protection Act 2009 (National Credit Act), then this course is ideal for you.

  • What You'll Need to Get In


    There are no formal entry requirements for this course, however the program is ideally suited to financial professionals wishing to offer finance and mortgage broking services.

  • Subject Breakdown

    Find out more

    In this finance course, the subjects you may study include: Core units:

    • FNSCRD301 – Process applications for credit
    • FNSFMB401 – Prepare loan application on behalf of finance or mortgage broking clients
    • FNSFMB402 – Provide finance and mortgage broking services
    • FNSFMB403 – Present broking options to client
    • FNSFMK505 – Comply with financial services legislation and industry codes of practice
    • FNSINC401 – Apply principles of professional practice to work in the financial services industry
    • FNSINC402 – Develop and maintain in-depth knowledge of products and services used by an organisation or sector
    • BSBITU306 – Design and produce business document


    • FNSCUS501 – Develop and nurture relationships with clients, other professionals and third party referrers
    • BSBWOR501– Manage personal work priorities and professional development
    • FNSFMB501 – Settle applications and loan arrangements in the finance and mortgage broking industry
    • BSBCUS403 – Implement customer service standards
    Find out more
  • Why Mentor Education?

    Mentor Education (RTO number: 21683) is one of Australia’s leading RG146 compliance training providers for the financial services industry. By specialising exclusively in this field of training, Mentor is able to focus on delivering professional development courses of the highest quality. Thanks to their flexible delivery options, you can complete a nationally recognised qualification in financial planning entirely online, and without disrupting your career. Take advantage of Mentor Education’s long-standing industry reputation and commitment to ongoing professional development by enquiring about a course today.

    As a student of Mentor Education, you’ll receive access to an experienced financial adviser Monday to Friday, 9am–5pm by telephone and email, so you’re always assured of timely feedback and assistance.

    Students of this program will also benefit from complementary inclusion of Mentor Education’s Career Pathway Program. This comprehensive suite of career-building tools includes a 12-month professional development subscription, association membership and regular updates on industry news and events.


    All student testimonials for Mentor Education

    "As a result of completing my Diploma with Mentor Education, I have obtained work at Health Super Financial Planning as a client services officer, with a view to becoming a paraplanner or financial planner in the long term."

    "The reason I chose Mentor Education was that I had previously looked at my training options online, and determined that Mentor Education would adequately cover all of my requirements. The end result is a new position with another bank under a role I really enjoy and one that required the diploma qualification."

    "I wanted to express how I thoroughly enjoyed the Diploma of Financial Planning. The course was challenging yet rewarding and provided an extremely accurate measure of what financial advice is like in the outside world. Your staff are very encouraging and provide fantastic feedback. It was a pleasure doing the course through Mentor Education and I wouldn’t hesitate to complete further education through your organisation."

    "Within a week of having completed my course, even before I got my certificate, I got a job with ANZ as a financial planning associate. I must say that Mentor Education has a very good reputation in the industry."

    Miral Thakker , Certificate IV in Business - Financial Services Practice Management

    "I have received a job offer and I do appreciated your support and trust. Thanks once again!"

    Herman Vargas , Mentor graduate

Where Will This Course Take You?

Upon successful completion of this course you will receive a nationally recognised, accredited Certificate IV in Finance and Mortgage Broking (FNS40815) from Mentor Education. You will gain the ability to assess your clients' loan applications, take them through the lending process, and provide tools to protect them. This course will ready you for a successful career in finance and mortgage broking, ensuring you have the skills and education requirements to give sound credit advice.

Wondering where a career in finance could take you? Potential job outcomes may include: Financial Advisor, Financial Planner, Mortgage Broker, Credit and Lending Officer, Financial Analyst.

Let's Talk Price

Upfront payment is required in full, at the time of enrolment. Credit cards accepted.

Keen to Find Out More?

Fill out this form and a Study Consultant from Mentor Education will get back to you.


First Name

Last Name


Phone Number


Country of Residence

When would you like to start?

pdf iconWe'll email you your FREE Course eBrochure
Click to read our privacy policy